The Australian Securities and Investments Commission (ASIC) has imposed additional licence conditions on the Australian financial services (AFS) licence of ...

National Australia Bank has provided the Australian Securities and Investments Commission (ASIC) with an enforceable undertaking to improve key systems and controls in its financial services business ...

The Australian Securities and Investments Commission (ASIC) has published its latest report on market structure, in which it has proposed enhanced oversight for automated trading strategies. Market ...

ASIC is asking for an independent expert to review a remediation plan for the trade reporting functions of Macquarie's futures dealing and OTC derivatives; ASIC commissioner Simone Constant said that ...