Fiduciary liability insurance protects a business from claims that a benefits plan was mismanaged. Learn what fiduciary ...

In a world where regulations and rules come and go at a dizzying pace, Prohibited Transaction Exemption 84-24 achieved legendary status in the life insurance and annuity space. Created in 1977 and ...

Like holdouts on an uninhabited island years or even decades after the fight ends, some opponents of the Department of Labor’s Conflict of Interest Rule, which requires a fiduciary standard of care ...

Whenever the topic of talking with a financial professional who can help create a long-term strategy toward retirement arises, we label this individual a financial advisor. Choosing this individual is ...

'We are trying to protect retirement savers,' says DOL assistant secretary Lisa Gomez. 'This is a new approach. Stay tuned.' By Mark Schoeff Jr. A Department of Labor official said the agency’s next ...

A new Department of Labor fiduciary rule is set to go into effect this September. The DOL is worried that financial advisors will put their own interests in front of their clients’ interests when it ...

Fiduciary duty requires real estate agents to act in the best interest of their client. This includes giving honest advice, ...

W. Scott Simon is a principal at Prudent Investor Advisors, a registered investment advisory firm. He also provides services as a consultant and expert witness on fiduciary issues in litigation and ...

A ‘Suitable Investment’ means that you can be sold investment #100 out of 100 Investments and that is ok…unless it is in an IRA or ERISA Retirement account! The book further covers details of how ...

A fiduciary is a person or entity who has a responsibility to inform and act in good faith toward another party, such as a company, director or a client. An entity with fiduciary responsibility must ...